General information about company

Scrip code543263
NSE SymbolSMCGLOBAL
MSEI SymbolNA
ISININE103C01036
Name of the entitySMC GLOBAL SECURITIES LIMITED
Date of start of financial year01-04-2022
Date of end of financial year31-03-2023
Reporting QuarterYearly
Date of Report31-03-2023
Risk management committeeApplicable
Market Capitalisation as per immediate previous Financial YearTop 1000 listed entities



Annexure I

Annexure I to be submitted by listed entity on quarterly basis

I. Composition of Board of Directors

Disclosure of notes on composition of board of directors explanatory
Whether the listed entity has a Regular ChairpersonYes
Whether Chairperson is related to MD or CEOYesDisqualification of Directors under section 164 of the Companies Act, 2013
SrTitle (Mr / Ms)Name of the DirectorPANDINCategory 1 of directorsCategory 2 of directorsCategory 3 of directors Date of BirthWhether the director is disqualified?Start Date of disqualificationEnd Date of disqualificationDetails of disqualificationCurrent statusWhether special resolution passed? [Refer Reg. 17(1A) of Listing Regulations]Date of passing special resolutionInitial Date of appointmentDate of Re-appointmentDate of cessationTenure of director (in months)No of Directorship in listed entities including this listed entity (Refer Regulation 17A of Listing Regulations)No of Independent Directorship in listed entities including this listed entity (Refer Regulation 17A(1) of Listing RegulationsNumber of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations)No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations)Notes for not providing PANNotes for not providing DIN
1MrSubhash Chand AggarwalAAJPA9387K00003267Executive DirectorChairpersonMD02-07-1956NoActiveNA19-12-199429-01-20201000
2MrMahesh Chand GuptaAAAPG3736D00003082Executive DirectorNot ApplicableMD30-01-1957NoActiveNA01-09-200701-09-20221000
3MrAjay GargABXPA2346P00003166Executive DirectorNot ApplicableCEO31-12-1973NoActiveNA28-03-200914-05-20181000
4MrAnurag BansalAAAPB5180A00003294Executive DirectorNot Applicable21-04-1975NoActiveNA28-03-200928-03-20191010



I. Composition of Board of Directors

Disclosure of notes on composition of board of directors explanatory

Whether the listed entity has a Regular Chairperson

SrTitle (Mr / Ms)Name of the DirectorPANDINCategory 1 of directorsCategory 2 of directorsCategory 3 of directors Date of BirthWhether the director is disqualified?Start Date of disqualificationEnd Date of disqualificationDetails of disqualificationCurrent statusWhether special resolution passed? [Refer Reg. 17(1A) of Listing Regulations]Date of passing special resolutionInitial Date of appointmentDate of Re-appointmentDate of cessationTenure of director (in months)No of Directorship in listed entities including this listed entity (Refer Regulation 17A of Listing Regulations)No of Independent Directorship in listed entities including this listed entity (Refer Regulation 17A(1) of Listing RegulationsNumber of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations)No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations)Notes for not providing PANNotes for not providing DIN
5MrChandra WadhwaAAAPW5444L00764576Non-Executive - Independent DirectorNot Applicable06-06-1958NoActiveNA01-04-201401-04-20191081100
6MrNaveen ND GuptaAEQPG6833D00271748Non-Executive - Independent DirectorNot Applicable08-11-1972NoActiveNA31-01-201831-01-2023621140
7MrHari Das KhuntetaAAHPK9670R00061925Non-Executive - Independent DirectorNot Applicable20-07-1952NoActiveNA01-04-201401-04-20191081121
8MrKundan Mal AgarwalAAKPA5644C00043115Non-Executive - Independent DirectorNot Applicable05-03-1949NoActiveNA01-04-201401-04-20191081121



I. Composition of Board of Directors

Disclosure of notes on composition of board of directors explanatory

Whether the listed entity has a Regular Chairperson

SrTitle (Mr / Ms)Name of the DirectorPANDINCategory 1 of directorsCategory 2 of directorsCategory 3 of directors Date of BirthWhether the director is disqualified?Start Date of disqualificationEnd Date of disqualificationDetails of disqualificationCurrent statusWhether special resolution passed? [Refer Reg. 17(1A) of Listing Regulations]Date of passing special resolutionInitial Date of appointmentDate of Re-appointmentDate of cessationTenure of director (in months)No of Directorship in listed entities including this listed entity (Refer Regulation 17A of Listing Regulations)No of Independent Directorship in listed entities including this listed entity (Refer Regulation 17A(1) of Listing RegulationsNumber of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations)No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations)Notes for not providing PANNotes for not providing DIN
9MrsMadhu VijAADPV0701A00025006Non-Executive - Independent DirectorNot Applicable16-07-1955NoActiveNA01-04-201401-04-20191082210
10MrHimanshu GuptaAIEPG2872J03187614Non-Executive - Non Independent DirectorNot Applicable20-11-1986NoActiveNA21-02-201821-02-20181000
11MrShruti AggarwalAPZPA8483R06886453Non-Executive - Non Independent DirectorNot Applicable20-04-1991NoActiveNA16-06-201716-06-20171000
12MrNarendra KumarABNPK8802G02307690Non-Executive - Independent DirectorNot Applicable10-07-1957NoActiveNA16-09-202216-09-20226.151100




Audit Committee Details

Whether the Audit Committee has a Regular ChairpersonYes
SrDIN NumberName of Committee membersCategory 1 of directorsCategory 2 of directorsDate of Appointment Date of CessationRemarks
100061925Hari Das KhuntetaNon-Executive - Independent DirectorChairperson30-01-2013
200271748Naveen ND GuptaNon-Executive - Independent DirectorMember31-01-2018
300043115Kundan Mal AgarwalNon-Executive - Independent DirectorMember30-05-2003


Nomination and remuneration committee

Whether the Nomination and remuneration committee has a Regular ChairpersonYes
SrDIN NumberName of Committee membersCategory 1 of directorsCategory 2 of directorsDate of Appointment Date of CessationRemarks
100764576Chandra WadhwaNon-Executive - Independent DirectorChairperson30-01-2013
200271748Naveen ND GuptaNon-Executive - Independent DirectorMember31-01-2018
300043115Kundan Mal AgarwalNon-Executive - Independent DirectorMember30-01-2013


Stakeholders Relationship Committee

Whether the Stakeholders Relationship Committee has a Regular ChairpersonYes
SrDIN NumberName of Committee membersCategory 1 of directorsCategory 2 of directorsDate of Appointment Date of CessationRemarks
100043115Kundan Mal AgarwalNon-Executive - Independent DirectorChairperson28-04-2003
200061925Hari Das KhuntetaNon-Executive - Independent DirectorMember30-01-2013
300003294Anurag BansalExecutive DirectorMember07-05-2022


Risk Management Committee

Whether the Risk Management Committee has a Regular ChairpersonYes
SrDIN NumberName of Committee membersCategory 1 of directorsCategory 2 of directorsDate of Appointment Date of CessationRemarks
100003294Anurag BansalExecutive DirectorChairperson07-06-2021Textual Information(1)
200003166Ajay GargExecutive DirectorMember07-06-2021
303187614Himanshu GuptaNon-Executive - Non Independent DirectorMember07-06-2021
400764576Chandra WadhwaNon-Executive - Independent DirectorMember07-06-2021

Sr Text Block

Textual Information(1)
Appointed as Member of the Committee on 07-06-2021 and inducted as the Chairman of the Committee on 16-11-2021


Corporate Social Responsibility Committee

Whether the Corporate Social Responsibility Committee has a Regular ChairpersonYes
SrDIN NumberName of Committee membersCategory 1 of directorsCategory 2 of directorsDate of Appointment Date of CessationRemarks
100003267Subhash Chand AggarwalExecutive DirectorChairperson26-05-2014
200003082Mahesh Chand GuptaExecutive DirectorMember26-05-2014
300043115Kundan Mal AgarwalNon-Executive - Independent DirectorMember26-05-2014


Other Committee

SrDIN NumberName of Committee membersName of other committeeCategory 1 of directorsCategory 2 of directorsRemarks

Annexure 1

Annexure 1

III. Meeting of Board of Directors

Disclosure of notes on meeting of board of directors explanatory
SrDate(s) of meeting (if any) in the previous quarterDate(s) of meeting (if any) in the current quarterMaximum gap between any two consecutive (in number of days)Notes for not providing DateWhether requirement of Quorum met (Yes/No)Total Number of Directors as on date of the meetingNumber of Directors present* (All directors including Independent Director)No. of Independent Directors attending the meeting*
106-11-2022Yes12126
231-01-202385Yes12126



Annexure 1

IV. Meeting of Committees

Disclosure of notes on meeting of committees explanatory
SrName of CommitteeDate(s) of meeting (Enter dates of Previous quarter and Current quarter in chronological order)Maximum gap between any two consecutive (in number of days)Name of other committeeReson for not providing dateWhether requirement of Quorum met (Yes/No)Total Number of Directors in the Committee as on date of the meetingNumber of Directors Present (All Directors including Independent Director)No. of Independent Directors attending the meeting* No. of members attending the meeting (other than Board of Directors)
1Audit Committee06-11-2022Yes3330
2Audit Committee31-01-202385Yes3330
3Stakeholders Relationship Committee06-11-2022Yes3320
4Stakeholders Relationship Committee31-01-202385Yes3320
5Nomination and remuneration committee31-01-2023Yes3330
6Corporate Social Responsibility Committee31-01-2023Yes3310



Annexure 1

IV. Meeting of Committees

SrName of CommitteeDate(s) of meeting (Enter dates of Previous quarter and Current quarter in chronological order)Maximum gap between any two consecutive (in number of days)Name of other committeeReson for not providing dateWhether requirement of Quorum met (Yes/No)Total Number of Directors in the Committee as on date of the meetingNumber of Directors Present (All Directors including Independent Director)No. of Independent Directors attending the meeting* No. of members attending the meeting (other than Board of Directors)
7Risk Management Committee06-03-202333Yes4410



Annexure 1

V. Related Party Transactions

SrSubjectCompliance status (Yes/No/NA)If status is “No” details of non-compliance may be given here.
1Whether prior approval of audit committee obtainedYes
2Whether shareholder approval obtained for material RPTNA
3Whether details of RPT entered into pursuant to omnibus approval have been reviewed by Audit CommitteeYes


Annexure 1

VI. Affirmations

SrSubjectCompliance status (Yes/No)
1The composition of Board of Directors is in terms of SEBI (Listing obligations and disclosure requirements) Regulations, 2015Yes
2The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015 a. Audit CommitteeYes
3The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. b. Nomination & remuneration committeeYes
4The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. c. Stakeholders relationship committeeYes
5The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. d. Risk management committee (applicable to the top 1000 listed entities)Yes
6The committee members have been made aware of their powers, role and responsibilities as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015.Yes
7The meetings of the board of directors and the above committees have been conducted in the manner as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015.Yes
8This report and/or the report submitted in the previous quarter has been placed before Board of Directors.Yes

Annexure 1

SrSubjectCompliance status
1Name of signatorySUMAN KUMAR
2DesignationCompany Secretary and Compliance Officer



Annexure II

Annexure II to be submitted by listed entity at the end of the financial year (for the whole of financial year)

I. Disclosure on website in terms of Listing Regulations

SrItemCompliance status (Yes/No/NA)If status is “No” details of non-compliance may be given here.Web address
1Details of businessYeshttps://smcindiaonline.com/index.php/about-us/
2Terms and conditions of appointment of independent directorsYeshttps://smcindiaonline.com/wp-content/uploads/2021/09/Appointment-letter-of-IDs-1.pdf
3Composition of various committees of board of directorsYeshttps://smcindiaonline.com/index.php/investors/
4Code of conduct of board of directors and senior management personnelYeshttp://smcindiaonline.com/wp-content/uploads/2021/09/Code-of-Conduct-1.pdf
5Details of establishment of vigil mechanism/ Whistle Blower policyYeshttp://smcindiaonline.com/wp-content/uploads/2021/09/VIGIL-MECHANISM-POLICY.pdf
6Criteria of making payments to non-executive directorsYeshttp://smcindiaonline.com/wp-content/uploads/2021/09/CRITERIA-FOR-MAKING-PAYMENTS-TO-NED.pdf
7Policy on dealing with related party transactionsYeshttps://smcindiaonline.com/wp-content/uploads/2021/09/POLICY-ON-RELATED-PARTY-TRANSACTIONS-1.pdf
8Policy for determining ‘material’ subsidiariesYeshttp://smcindiaonline.com/wp-content/uploads/2021/09/POLICY-FOR-DETERMINING-MATERIAL-SUBSIDIARY-COMPANIES.pdf
9Details of familiarization programmes imparted to independent directorsYeshttps://smcindiaonline.com/wp-content/uploads/2023/03/Familiarization-program-2022-23.pdf

Annexure II

Annexure II to be submitted by listed entity at the end of the financial year (for the whole of financial year)

I. Disclosure on website in terms of Listing Regulations

SrItemCompliance status (Yes/No/NA)If status is “No” details of non-compliance may be given here.Web address
10Contact information of the designated officials of the listed entity who are responsible for assisting and handling investor grievancesYeshttps://smcindiaonline.com/index.php/investors/
11email address for grievance redressal and other relevant detailsYeshttp://smcindiaonline.com/wp-content/uploads/2021/09/GENERAL-GRIEVANCE-REDRESSAL.pdf
12Financial resultsYeshttps://smcindiaonline.com/index.php/investors/
13Shareholding patternYeshttps://smcindiaonline.com/index.php/investors/
14Details of agreements entered into with the media companies and/or their associatesNA
15Schedule of analyst or institutional investor meet and presentations made by the listed entity to analysts or institutional investors simultaneously with submission to stock exchangeNA
16New name and the old name of the listed entityNA
17Advertisements as per regulation 47 (1)Yeshttps://smcindiaonline.com/index.php/investors/
18Credit rating or revision in credit rating obtainedYeshttps://smcindiaonline.com/index.php/investors/
19Separate audited financial statements of each subsidiary of the listed entity in respect of a relevant financial yearYeshttps://smcindiaonline.com/index.php/investors/
20Whether company has provided information under separate section on its website as per Regulation 46(2)Yeshttps://smcindiaonline.com/index.php/investors/
21Materiality Policy as per Regulation 30Yeshttp://smcindiaonline.com/wp-content/uploads/2021/09/POLICY-FOR-DETERMINATION-OF-MATERIALITY-OF-INFORMATION-OR-EVENTS.pdf
22Dividend Distribution policy as per Regulation 43A (as applicable)Yeshttp://smcindiaonline.com/wp-content/uploads/2021/09/DIVIDEND-DISTRIBUTION-POLICY.pdf
23It is certified that these contents on the website of the listed entity are correctYeshttps://smcindiaonline.com/index.php/investors/


Annexure II

II. Annual Affirmations

SrParticularsRegulation NumberCompliance status (Yes/No/NA)If status is “No” details of non-compliance may be given here.
1Independent director(s) have been appointed in terms of specified criteria of ‘independence’ and/or ‘eligibility’16(1)(b) & 25(6)Yes
2Board composition17(1), 17(1A) & 17(1B)Yes
3Meeting of Board of directors17(2)Yes
4Quorum of Board meeting17(2A)Yes
5Review of Compliance Reports17(3)Yes
6Plans for orderly succession for appointments17(4)Yes
7Code of Conduct17(5)Yes
8Fees/compensation17(6)Yes
9Minimum Information17(7)Yes
10Compliance Certificate17(8)Yes

Annexure II

II. Annual Affirmations

SrParticularsRegulation NumberCompliance status (Yes/No/NA)If status is “No” details of non-compliance may be given here.
11Risk Assessment & Management17(9)Yes
12Performance Evaluation of Independent Directors17(10)Yes
13Recommendation of Board17(11)Yes
14Maximum number of Directorships17AYes
15Composition of Audit Committee18(1)Yes
16Meeting of Audit Committee18(2)Yes
17Composition of nomination & remuneration committee19(1) & (2)Yes
18Quorum of Nomination and Remuneration Committee meeting19(2A)Yes
19Meeting of Nomination and Remuneration Committee19(3A)Yes
20Composition of Stakeholder Relationship Committee20(1), 20(2) & 20(2A)Yes

Annexure II

II. Annual Affirmations

SrParticularsRegulation NumberCompliance status (Yes/No/NA)If status is “No” details of non-compliance may be given here.
21Meeting of Stakeholders Relationship Committee20(3A)Yes
22Composition and role of risk management committee21(1),(2),(3),(4)Yes
23Meeting of Risk Management Committee21(3A)Yes
24Vigil Mechanism22Yes
25Policy for related party Transaction23(1),(1A),(5),(6),(7) & (8)Yes
26Prior or Omnibus approval of Audit Committee for all related party transactions23(2), (3)Yes
27Approval for material related party transactions23(4)NA
28Disclosure of related party transactions on consolidated basis23(9)Yes
29Composition of Board of Directors of unlisted material Subsidiary24(1)Yes
30Other Corporate Governance requirements with respect to subsidiary of listed entity24(2),(3),(4),(5) & (6)Yes

Annexure II

II. Annual Affirmations

SrParticularsRegulation NumberCompliance status (Yes/No/NA)If status is “No” details of non-compliance may be given here.
31Annual Secretarial Compliance Report24(A)Yes
32Alternate Director to Independent Director25(1)NA
33Maximum Tenure25(2)Yes
34Meeting of independent directors25(3) & (4)Yes
35Familiarization of independent directors25(7)Yes
36Declaration from Independent Director25(8) & (9)Yes
37D & O Insurance for Independent Directors25(10)Yes
38Memberships in Committees26(1)Yes
39Affirmation with compliance to code of conduct from members of Board of Directors and Senior management personnel26(3)Yes
40Disclosure of Shareholding by Non-Executive Directors26(4)NA
41Policy with respect to Obligations of directors and senior management26(2) & 26(5)Yes
Any other information to be provided - Add Notes




Annexure II

1Name of signatorySUMAN KUMAR
2DesignationCompany Secretary and Compliance Officer



Annexure II

III. Affirmations

SrParticularsCompliance status (Yes/No/NA)
1The Listed Entity has approved Material Subsidiary Policy and the Corporate Governance requirements with respect to subsidiary of Listed Entity have been compliedYes
Any other information to be provided




Annexure II

1Name of signatorySUMAN KUMAR
2DesignationCompany Secretary and Compliance Officer




Additional Half yearly Disclosure

Applicability of disclosure Not Applicable
Reason for Non Applicability Textual Information(1)

Text Block

Textual Information(1)

The disclosure is not applicable as the Company has not provided any loan/guarantee/comfort letter/security in connection with the loan to any Promoter/Promoter Group/Directors (including relatives)/KMP/ any entity controlled by such persons, directly or indirectly.Please note that the Company has granted loan/ guarantee/comfort letter/security in connection with the loan to its subsidiaries, however, the same is exempted as per the SEBI circular and hence is not reported here.

In this regard, requisite disclosure shall be made by the Company in the Balance Sheet and Annual Report.





Signatory Details

Name of signatorySUMAN KUMAR
Designation of personCompany Secretary and Compliance Officer
PlaceNEW DELHI
Date31-03-2023