General information about company
Scrip code	543263
NSE Symbol	SMCGLOBAL
MSEI Symbol	NA
ISIN	INE103C01036
Name of the entity	SMC GLOBAL SECURITIES LIMITED
Date of start of financial year	01-04-2023
Date of end of financial year	31-03-2024
Reporting Quarter	Quarterly
Date of Report	31-12-2023
Risk management committee	Applicable
Market Capitalisation as per immediate previous Financial Year	Top 2000 listed entities

Annexure I

Annexure I to be submitted by listed entity on quarterly basis

I. Composition of Board of Directors

Disclosure of notes on composition of board of directors explanatory

Whether the listed entity has a Regular Chairperson

Yes

Whether Chairperson is related to MD or CEO

Yes

SrTitle (Mr / Ms)Name of the DirectorPANDINCategory 1 of directorsCategory 2 of directorsCategory 3 of directors Date of Birth

Subhash Chand Aggarwal

AAJPA9387K

00003267

Executive Director

Chairperson

02-07-1956

Mahesh Chand Gupta

AAAPG3736D

00003082

Executive Director

Not Applicable

30-01-1957

Ajay Garg

ABXPA2346P

00003166

Executive Director

Not Applicable

CEO

31-12-1973

Anurag Bansal

AAAPB5180A

00003294

Executive Director

Not Applicable

21-04-1975

Chandra Wadhwa

AAAPW5444L

00764576

Non-Executive - Independent Director

Not Applicable

06-06-1958

Naveen ND Gupta

AEQPG6833D

00271748

Non-Executive - Independent Director

Not Applicable

08-11-1972

Hari Das Khunteta

AAHPK9670R

00061925

Non-Executive - Independent Director

Not Applicable

20-07-1952

Kundan Mal Agarwal

AAKPA5644C

00043115

Non-Executive - Independent Director

Not Applicable

05-03-1949

Mrs

Madhu Vij

AADPV0701A

00025006

Non-Executive - Independent Director

Not Applicable

16-07-1955

Himanshu Gupta

AIEPG2872J

03187614

Non-Executive - Non Independent Director

Not Applicable

20-11-1986

Mrs

Shruti Aggarwal

APZPA8483R

06886453

Executive Director

Not Applicable

20-04-1991

Narendra Kumar

ABNPK8802G

02307690

Non-Executive - Independent Director

Not Applicable

10-07-1957

Gobind Ram Choudhary

ACDPC1849C

01104704

Non-Executive - Independent Director

Not Applicable

15-03-1966

Dinesh Kumar Sarraf

AABPS4573P

00147870

Non-Executive - Independent Director

Not Applicable

03-09-1957

Hemant Bhargava

ACOPB2688P

01922717

Non-Executive - Independent Director

Not Applicable

20-07-1959

I. Composition of Board of Directors

Disqualification of Directors under section 164 of the Companies Act, 2013

SrWhether the director is disqualified?Start Date of disqualificationEnd Date of disqualificationDetails of disqualificationCurrent status

Active

I. Composition of Board of Directors
Sr	Whether special resolution passed? [Refer Reg. 17(1A) of Listing Regulations]	Date of passing special resolution	Initial Date of appointment	Date of Re-appointment	Date of cessation	Tenure of director (in months)	No of Directorship in listed entities including this listed entity (Refer Regulation 17A of Listing Regulations)	No of Independent Directorship in listed entities including this listed entity [with reference to proviso to regulation 17A(1) & 17A(2)]	Number of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations)	No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations)	Notes for not providing PAN	Notes for not providing DIN
1	NA		19-12-1994	29-01-2020			1	0	0	0
2	NA		01-09-2007	01-09-2022			1	0	0	0
3	NA		28-03-2009	14-05-2018			1	0	0	0
4	NA		28-03-2009	28-03-2019			1	0	1	0
5	NA		01-04-2014	01-04-2019		117	2	2	1	0
6	NA		31-01-2018	31-01-2023		71	1	1	1	0
7	NA		01-04-2014	01-04-2019		117	1	1	2	1
8	NA		01-04-2014	01-04-2019		117	2	2	3	2
9	NA		01-04-2014	01-04-2019		117	2	2	1	0
10	NA		21-02-2018	21-02-2018			1	0	0	0
11	NA		16-06-2017	09-08-2023			1	0	0	0
12	NA		16-09-2022	16-09-2022		15	2	2	0	0
13	NA		22-06-2023	22-06-2023		6	1	1	0	0
14	NA		09-08-2023	09-08-2023		4	1	1	0	0
15	NA		09-08-2023	09-08-2023		4	4	3	3	1

Audit Committee Details
Whether the Audit Committee has a Regular Chairperson					Yes
Sr	DIN Number	Name of Committee members	Category 1 of directors	Category 2 of directors	Date of Appointment	Date of Cessation	Remarks
1	00061925	Hari Das Khunteta	Non-Executive - Independent Director	Chairperson	30-01-2013
2	00271748	Naveen ND Gupta	Non-Executive - Independent Director	Member	31-01-2018
3	00043115	Kundan Mal Agarwal	Non-Executive - Independent Director	Member	30-05-2003

Nomination and remuneration committee
Whether the Nomination and remuneration committee has a Regular Chairperson					Yes
Sr	DIN Number	Name of Committee members	Category 1 of directors	Category 2 of directors	Date of Appointment	Date of Cessation	Remarks
1	00764576	Chandra Wadhwa	Non-Executive - Independent Director	Chairperson	30-01-2013
2	00271748	Naveen ND Gupta	Non-Executive - Independent Director	Member	31-01-2018
3	00043115	Kundan Mal Agarwal	Non-Executive - Independent Director	Member	30-01-2013

Stakeholders Relationship Committee
Whether the Stakeholders Relationship Committee has a Regular Chairperson					Yes
Sr	DIN Number	Name of Committee members	Category 1 of directors	Category 2 of directors	Date of Appointment	Date of Cessation	Remarks
1	00043115	Kundan Mal Agarwal	Non-Executive - Independent Director	Chairperson	28-04-2003
2	00061925	Hari Das Khunteta	Non-Executive - Independent Director	Member	30-01-2013
3	00003294	Anurag Bansal	Executive Director	Member	07-05-2022

Risk Management Committee
Whether the Risk Management Committee has a Regular Chairperson					Yes
Sr	DIN Number	Name of Committee members	Category 1 of directors	Category 2 of directors	Date of Appointment	Date of Cessation	Remarks
1	00003294	Anurag Bansal	Executive Director	Chairperson	07-06-2021
2	00003166	Ajay Garg	Executive Director	Member	07-06-2021
3	03187614	Himanshu Gupta	Non-Executive - Non Independent Director	Member	07-06-2021
4	00764576	Chandra Wadhwa	Non-Executive - Independent Director	Member	07-06-2021

Corporate Social Responsibility Committee
Whether the Corporate Social Responsibility Committee has a Regular Chairperson					Yes
Sr	DIN Number	Name of Committee members	Category 1 of directors	Category 2 of directors	Date of Appointment	Date of Cessation	Remarks
1	00003267	Subhash Chand Aggarwal	Executive Director	Chairperson	26-05-2014
2	00003082	Mahesh Chand Gupta	Executive Director	Member	26-05-2014
3	00043115	Kundan Mal Agarwal	Non-Executive - Independent Director	Member	26-05-2014

Other Committee
Sr	DIN Number	Name of Committee members	Name of other committee	Category 1 of directors	Category 2 of directors	Remarks

Annexure 1
Annexure 1
III. Meeting of Board of Directors
Disclosure of notes on meeting of board of directors explanatory
Sr	Date(s) of meeting (if any) in the previous quarter	Date(s) of meeting (if any) in the current quarter	Maximum gap between any two consecutive (in number of days)	Notes for not providing Date	Whether requirement of Quorum met (Yes/No)	Total Number of Directors as on date of the meeting	Number of Directors present* (All directors including Independent Director)	No. of Independent Directors attending the meeting*
1	09-08-2023				Yes	13	13	7
2		07-11-2023	89		Yes	15	14	8

Annexure 1
IV. Meeting of Committees
Disclosure of notes on meeting of committees explanatory
Sr	Name of Committee	Date(s) of meeting (Enter dates of Previous quarter and Current quarter in chronological order)	Maximum gap between any two consecutive (in number of days)	Name of other committee	Reson for not providing date	Whether requirement of Quorum met (Yes/No)	Total Number of Directors in the Committee as on date of the meeting	Number of Directors Present (All Directors including Independent Director)	No. of Independent Directors attending the meeting*	No. of members attending the meeting (other than Board of Directors)
1	Audit Committee	09-08-2023				Yes	3	3	3	0
2	Audit Committee	07-11-2023	89			Yes	3	3	3	0
3	Nomination and remuneration committee	09-08-2023				Yes	3	3	3	0
4	Stakeholders Relationship Committee	09-08-2023				Yes	3	3	2	0
5	Stakeholders Relationship Committee	07-11-2023	89			Yes	3	3	2	0
6	Risk Management Committee	31-08-2023				Yes	4	4	1	0

Annexure 1
V. Related Party Transactions
Sr	Subject	Compliance status (Yes/No/NA)	If status is “No” details of non-compliance may be given here.
1	Whether prior approval of audit committee obtained	Yes
2	Whether shareholder approval obtained for material RPT	NA
3	Whether details of RPT entered into pursuant to omnibus approval have been reviewed by Audit Committee	Yes

Annexure 1
VI. Affirmations
Sr	Subject	Compliance status (Yes/No)
1	The composition of Board of Directors is in terms of SEBI (Listing obligations and disclosure requirements) Regulations, 2015	Yes
2	The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015 a. Audit Committee	Yes
3	The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. b. Nomination & remuneration committee	Yes
4	The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. c. Stakeholders relationship committee	Yes
5	The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. d. Risk management committee (applicable to the top 1000 listed entities)	Yes
6	The committee members have been made aware of their powers, role and responsibilities as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015.	Yes
7	The meetings of the board of directors and the above committees have been conducted in the manner as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015.	Yes
8	This report and/or the report submitted in the previous quarter has been placed before Board of Directors.	Yes

Annexure 1
Sr	Subject	Compliance status
1	Name of signatory	Suman Kumar
2	Designation	Company Secretary and Compliance Officer

Details of Cyber security incidence
Whether as per Regulation 27(2)(ba) of SEBI (LODR) Regulations, 2015 there has been cyber security incidents or breaches or loss of data or documents during the quarter				No

Signatory Details
Name of signatory	Suman Kumar
Designation of person	Company Secretary and Compliance Officer
Place	New Delhi
Date	31-12-2023

General information about company

Annexure I

Annexure I to be submitted by listed entity on quarterly basis

I. Composition of Board of Directors

I. Composition of Board of Directors

Disqualification of Directors under section 164 of the Companies Act, 2013

I. Composition of Board of Directors

Audit Committee Details

Nomination and remuneration committee

Stakeholders Relationship Committee

Risk Management Committee

Corporate Social Responsibility Committee

Other Committee

Annexure 1

Annexure 1

III. Meeting of Board of Directors

Annexure 1

IV. Meeting of Committees

Annexure 1

V. Related Party Transactions

Annexure 1

VI. Affirmations

Annexure 1

Details of Cyber security incidence

Signatory Details