General information about company

Scrip code543263
NSE SymbolSMCGLOBAL
MSEI SymbolNA
ISININE103C01036
Name of the entitySMC GLOBAL SECURITIES LIMITED
Date of start of financial year01-04-2023
Date of end of financial year31-03-2024
Reporting QuarterQuarterly
Date of Report30-06-2023
Risk management committeeApplicable
Market Capitalisation as per immediate previous Financial YearTop 2000 listed entities



Annexure I

Annexure I to be submitted by listed entity on quarterly basis

I. Composition of Board of Directors

Disclosure of notes on composition of board of directors explanatory
Whether the listed entity has a Regular ChairpersonYes
Whether Chairperson is related to MD or CEOYesDisqualification of Directors under section 164 of the Companies Act, 2013
SrTitle (Mr / Ms)Name of the DirectorPANDINCategory 1 of directorsCategory 2 of directorsCategory 3 of directors Date of BirthWhether the director is disqualified?Start Date of disqualificationEnd Date of disqualificationDetails of disqualificationCurrent statusWhether special resolution passed? [Refer Reg. 17(1A) of Listing Regulations]Date of passing special resolutionInitial Date of appointmentDate of Re-appointmentDate of cessationTenure of director (in months)No of Directorship in listed entities including this listed entity (Refer Regulation 17A of Listing Regulations)No of Independent Directorship in listed entities including this listed entity (Refer Regulation 17A(1) of Listing RegulationsNumber of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations)No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations)Notes for not providing PANNotes for not providing DIN
1MrSubhash Chand AggarwalAAJPA9387K00003267Executive DirectorChairpersonMD02-07-1956NoActiveNA19-12-199429-01-20201000
2MrMahesh Chand GuptaAAAPG3736D00003082Executive DirectorNot ApplicableMD30-01-1957NoActiveNA01-09-200701-09-20221000
3MrAjay GargABXPA2346P00003166Executive DirectorNot ApplicableCEO31-12-1973NoActiveNA28-03-200914-05-20181000
4MrAnurag BansalAAAPB5180A00003294Executive DirectorNot Applicable21-04-1975NoActiveNA28-03-200928-03-20191010



I. Composition of Board of Directors

Disclosure of notes on composition of board of directors explanatory

Whether the listed entity has a Regular Chairperson

SrTitle (Mr / Ms)Name of the DirectorPANDINCategory 1 of directorsCategory 2 of directorsCategory 3 of directors Date of BirthWhether the director is disqualified?Start Date of disqualificationEnd Date of disqualificationDetails of disqualificationCurrent statusWhether special resolution passed? [Refer Reg. 17(1A) of Listing Regulations]Date of passing special resolutionInitial Date of appointmentDate of Re-appointmentDate of cessationTenure of director (in months)No of Directorship in listed entities including this listed entity (Refer Regulation 17A of Listing Regulations)No of Independent Directorship in listed entities including this listed entity (Refer Regulation 17A(1) of Listing RegulationsNumber of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations)No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations)Notes for not providing PANNotes for not providing DIN
5MrChandra WadhwaAAAPW5444L00764576Non-Executive - Independent DirectorNot Applicable06-06-1958NoActiveNA01-04-201401-04-20191111100
6MrNaveen ND GuptaAEQPG6833D00271748Non-Executive - Independent DirectorNot Applicable08-11-1972NoActiveNA31-01-201831-01-2023651110
7MrHari Das KhuntetaAAHPK9670R00061925Non-Executive - Independent DirectorNot Applicable20-07-1952NoActiveNA01-04-201401-04-20191111121
8MrKundan Mal AgarwalAAKPA5644C00043115Non-Executive - Independent DirectorNot Applicable05-03-1949NoActiveNA01-04-201401-04-20191111121



I. Composition of Board of Directors

Disclosure of notes on composition of board of directors explanatory

Whether the listed entity has a Regular Chairperson

SrTitle (Mr / Ms)Name of the DirectorPANDINCategory 1 of directorsCategory 2 of directorsCategory 3 of directors Date of BirthWhether the director is disqualified?Start Date of disqualificationEnd Date of disqualificationDetails of disqualificationCurrent statusWhether special resolution passed? [Refer Reg. 17(1A) of Listing Regulations]Date of passing special resolutionInitial Date of appointmentDate of Re-appointmentDate of cessationTenure of director (in months)No of Directorship in listed entities including this listed entity (Refer Regulation 17A of Listing Regulations)No of Independent Directorship in listed entities including this listed entity (Refer Regulation 17A(1) of Listing RegulationsNumber of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations)No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations)Notes for not providing PANNotes for not providing DIN
9MrsMadhu VijAADPV0701A00025006Non-Executive - Independent DirectorNot Applicable16-07-1955NoActiveNA01-04-201401-04-20191112210
10MrHimanshu GuptaAIEPG2872J03187614Non-Executive - Non Independent DirectorNot Applicable20-11-1986NoActiveNA21-02-201821-02-20181000
11MrsShruti AggarwalAPZPA8483R06886453Non-Executive - Non Independent DirectorNot Applicable20-04-1991NoActiveNA16-06-201716-06-20171000
12MrNarendra KumarABNPK8802G02307690Non-Executive - Independent DirectorNot Applicable10-07-1957NoActiveNA16-09-202216-09-20229.151100



I. Composition of Board of Directors

Disclosure of notes on composition of board of directors explanatory

Whether the listed entity has a Regular Chairperson

SrTitle (Mr / Ms)Name of the DirectorPANDINCategory 1 of directorsCategory 2 of directorsCategory 3 of directors Date of BirthWhether the director is disqualified?Start Date of disqualificationEnd Date of disqualificationDetails of disqualificationCurrent statusWhether special resolution passed? [Refer Reg. 17(1A) of Listing Regulations]Date of passing special resolutionInitial Date of appointmentDate of Re-appointmentDate of cessationTenure of director (in months)No of Directorship in listed entities including this listed entity (Refer Regulation 17A of Listing Regulations)No of Independent Directorship in listed entities including this listed entity (Refer Regulation 17A(1) of Listing RegulationsNumber of memberships in Audit/ Stakeholder Committee(s) including this listed entity (Refer Regulation 26(1) of Listing Regulations)No of post of Chairperson in Audit/ Stakeholder Committee held in listed entities including this listed entity (Refer Regulation 26(1) of Listing Regulations)Notes for not providing PANNotes for not providing DIN
13MrGobind Ram ChoudharyACDPC1849C01104704Non-Executive - Independent DirectorNot Applicable15-03-1966NoActiveNA22-06-202322-06-20230.081100




Audit Committee Details

Whether the Audit Committee has a Regular ChairpersonYes
SrDIN NumberName of Committee membersCategory 1 of directorsCategory 2 of directorsDate of Appointment Date of CessationRemarks
100061925Hari Das KhuntetaNon-Executive - Independent DirectorChairperson30-01-2013
200271748Naveen ND GuptaNon-Executive - Independent DirectorMember31-01-2018
300043115Kundan Mal AgarwalNon-Executive - Independent DirectorMember30-05-2003


Nomination and remuneration committee

Whether the Nomination and remuneration committee has a Regular ChairpersonYes
SrDIN NumberName of Committee membersCategory 1 of directorsCategory 2 of directorsDate of Appointment Date of CessationRemarks
100764576Chandra WadhwaNon-Executive - Independent DirectorChairperson30-01-2013
200271748Naveen ND GuptaNon-Executive - Independent DirectorMember31-01-2018
300043115Kundan Mal AgarwalNon-Executive - Independent DirectorMember30-01-2013


Stakeholders Relationship Committee

Whether the Stakeholders Relationship Committee has a Regular ChairpersonYes
SrDIN NumberName of Committee membersCategory 1 of directorsCategory 2 of directorsDate of Appointment Date of CessationRemarks
100043115Kundan Mal AgarwalNon-Executive - Independent DirectorChairperson28-04-2003
200061925Hari Das KhuntetaNon-Executive - Independent DirectorMember30-01-2013
300003294Anurag BansalExecutive DirectorMember07-05-2022


Risk Management Committee

Whether the Risk Management Committee has a Regular ChairpersonYes
SrDIN NumberName of Committee membersCategory 1 of directorsCategory 2 of directorsDate of Appointment Date of CessationRemarks
100003294Anurag BansalExecutive DirectorChairperson07-06-2021Textual Information(1)
200003166Ajay GargExecutive DirectorMember07-06-2021
303187614Himanshu GuptaNon-Executive - Non Independent DirectorMember07-06-2021
400764576Chandra WadhwaNon-Executive - Independent DirectorMember07-06-2021

Sr Text Block

Textual Information(1)


Appointed as Member of the Committee on 07-06-2021 and inducted as the Chairman of the Committee on 16-11-2021


Corporate Social Responsibility Committee

Whether the Corporate Social Responsibility Committee has a Regular ChairpersonYes
SrDIN NumberName of Committee membersCategory 1 of directorsCategory 2 of directorsDate of Appointment Date of CessationRemarks
100003267Subhash Chand AggarwalExecutive DirectorChairperson26-05-2014
200003082Mahesh Chand GuptaExecutive DirectorMember26-05-2014
300043115Kundan Mal AgarwalNon-Executive - Independent DirectorMember26-05-2014


Other Committee

SrDIN NumberName of Committee membersName of other committeeCategory 1 of directorsCategory 2 of directorsRemarks

Annexure 1

Annexure 1

III. Meeting of Board of Directors

Disclosure of notes on meeting of board of directors explanatory
SrDate(s) of meeting (if any) in the previous quarterDate(s) of meeting (if any) in the current quarterMaximum gap between any two consecutive (in number of days)Notes for not providing DateWhether requirement of Quorum met (Yes/No)Total Number of Directors as on date of the meetingNumber of Directors present* (All directors including Independent Director)No. of Independent Directors attending the meeting*
131-01-2023Yes12126
218-05-2023106Yes12126



Annexure 1

IV. Meeting of Committees

Disclosure of notes on meeting of committees explanatory
SrName of CommitteeDate(s) of meeting (Enter dates of Previous quarter and Current quarter in chronological order)Maximum gap between any two consecutive (in number of days)Name of other committeeReson for not providing dateWhether requirement of Quorum met (Yes/No)Total Number of Directors in the Committee as on date of the meetingNumber of Directors Present (All Directors including Independent Director)No. of Independent Directors attending the meeting* No. of members attending the meeting (other than Board of Directors)
1Audit Committee31-01-2023Yes3330
2Audit Committee18-05-2023106Yes3330
3Nomination and remuneration committee31-01-2023Yes3330
4Nomination and remuneration committee18-05-2023106Yes3330
5Stakeholders Relationship Committee31-01-2023Yes3320
6Stakeholders Relationship Committee18-05-2023106Yes3320



Annexure 1

IV. Meeting of Committees

SrName of CommitteeDate(s) of meeting (Enter dates of Previous quarter and Current quarter in chronological order)Maximum gap between any two consecutive (in number of days)Name of other committeeReson for not providing dateWhether requirement of Quorum met (Yes/No)Total Number of Directors in the Committee as on date of the meetingNumber of Directors Present (All Directors including Independent Director)No. of Independent Directors attending the meeting* No. of members attending the meeting (other than Board of Directors)
7Corporate Social Responsibility Committee31-01-2023Yes3310
8Corporate Social Responsibility Committee18-05-2023106Yes3310



Annexure 1

V. Related Party Transactions

SrSubjectCompliance status (Yes/No/NA)If status is “No” details of non-compliance may be given here.
1Whether prior approval of audit committee obtainedYes
2Whether shareholder approval obtained for material RPTNA
3Whether details of RPT entered into pursuant to omnibus approval have been reviewed by Audit CommitteeYes
Disclosure of notes on related party transactions


Annexure 1

VI. Affirmations

SrSubjectCompliance status (Yes/No)
1The composition of Board of Directors is in terms of SEBI (Listing obligations and disclosure requirements) Regulations, 2015Yes
2The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015 a. Audit CommitteeYes
3The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. b. Nomination & remuneration committeeYes
4The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. c. Stakeholders relationship committeeYes
5The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015. d. Risk management committee (applicable to the top 1000 listed entities)Yes
6The committee members have been made aware of their powers, role and responsibilities as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015.Yes
7The meetings of the board of directors and the above committees have been conducted in the manner as specified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015.Yes
8This report and/or the report submitted in the previous quarter has been placed before Board of Directors.Yes

Annexure 1

SrSubjectCompliance status
1Name of signatorySUMAN KUMAR
2DesignationCompany Secretary and Compliance Officer



Signatory Details

Name of signatorySUMAN KUMAR
Designation of personCompany Secretary and Compliance Officer
PlaceNEW DELHI
Date30-06-2023